Rule 3a 2 Investment Company Act. By qualifying for this exemption,. However, not all securitizations or other structured transactions.
The issuer is not an “investment company” as defined in section 3(a)(1) of the investment company act, or, alternatively, the issuer is relying on an. (2) the date on which an issuer owns or proposes to acquire investment securities (as defined in section 3(a) of the act) having a value exceeding 40 per centum of the value of such issuer's total assets (exclusive of government securities and cash items) on an unconsolidated basis. 11391), which would have clarified that.
However, Not All Securitizations Or Other Structured Transactions.
If any of a firm’s investment advisory programs are determined to be an investment company then it will be regulated under the investment company act of 1940 and must. By qualifying for this exemption,. (i) no more than 45% of the value of an entity’s total assets consists of certain securities and (ii) no more.
(I) No More Than 45% Of The Value Of An Entity’s Total Assets Consists Of Certain Securities And (Ii) No More.
11391), which would have clarified that. (2) the date on which an issuer owns or proposes to acquire investment securities (as defined in section 3(a) of the act) having a value exceeding 40 per centum of the value of such issuer's total assets (exclusive of government securities and cash items) on an unconsolidated basis. The issuer is not an “investment company” as defined in section 3(a)(1) of the investment company act, or, alternatively, the issuer is relying on an.
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(I) No More Than 45% Of The Value Of An Entity’s Total Assets Consists Of Certain Securities And (Ii) No More.
However, not all securitizations or other structured transactions. (i) no more than 45% of the value of an entity’s total assets consists of certain securities and (ii) no more. If any of a firm’s investment advisory programs are determined to be an investment company then it will be regulated under the investment company act of 1940 and must.
By Qualifying For This Exemption,.
(2) the date on which an issuer owns or proposes to acquire investment securities (as defined in section 3(a) of the act) having a value exceeding 40 per centum of the value of such issuer's total assets (exclusive of government securities and cash items) on an unconsolidated basis. 11391), which would have clarified that. The issuer is not an “investment company” as defined in section 3(a)(1) of the investment company act, or, alternatively, the issuer is relying on an.
